In a significant regulatory move, the Solicitors Regulation Authority (SRA) has intervened to close four law firms in rapid succession, citing multiple breaches of conduct rules. This decisive action highlights the regulatory body’s commitment to maintaining strict adherence to legal standards across the sector.
Among the firms affected was Langton Law, a recently established practice focusing on housing disrepair and liability claims. The SRA’s intervention stemmed from the non-compliance of Kathryn Langton, the firm’s sole director, with SRA principles, codes of conduct, and accounts rules. This firm, although operational since April 2023, already faced regulatory scrutiny.
Similarly, BPS Solicitors, situated less than a mile from Langton Law in Liverpool, was also shut down. The regulatory authority identified failures by both the firm and its director, Alistair Kenyon Davies, in adhering to the appropriate regulatory framework. BPS was known for handling a range of claims, including housing disrepair and mis-sold financial products.
Meanwhile, the SRA extended its intervention to the Denning Sotomayor firm in central London, citing suspicions of dishonesty under the management of Sadhana Soni, who was its sole director. Allegations pointed to significant breaches of the SRA’s principles and accounts rules. Consequently, this led to the closure of Jaoim Ltd, another entity managed by Ms. Soni.
Each intervention underscores the SRA’s relentless pursuit of compliance within the legal profession. In the case of Denning Sotomayor, the firm’s legal troubles were compounded by a High Court ruling against a counterclaim they had attempted to warehouse, as detailed in a ruling by Master Davison.
This ruling indicated a breach of overriding objective due to tactical delays and attempts by the firm to amend counterclaims significantly after their initial filing.
The closures serve as a stark reminder of the robust regulatory environment governing legal practices in the UK, where non-compliance can lead to swift and severe consequences. Further details revealed that one solicitor had faced previous injunctions due to confidentiality issues while acting as an in-house lawyer, which may have precipitated further regulatory action.
The recent closures of these law firms by the SRA reflect an unwavering stance on compliance and legal integrity. As the legal landscape evolves, operators within it must remain vigilant and rigorous in adhering to professional standards and regulations.
